Volcker Rule Proposed Regulations: Proprietary Trading
Summary
Overview
1. Banking Entity
1. Principal Covered Financial Position
1. Trading Account
2A. Market Making
2A. Market Making vs. Proprietary Trading
2A. Market Making vs. Proprietary Trading cont.
2B. Underwriting
2C. Hedging
2D. Government Obligations
2E. On Behalf of Customers
2F. Insurance Companies
2G. Solely Outside the U.S.
3. Backstop Prohibition
Compliance Programs
Additional Compliance Requirements
Tiered Compliance and Reporting
Conformance Period
Contacts
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Appendix B - Overview
Appendix B - Overview (cont.)
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Appendix C - Compliance
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